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E.2 Levels of Engagement and Participation

A community is a group of people who share something in common. In an emergency this may be the location in which they live, or the experience of the disaster itself, but people may have very little else in common. It is important not to assume that a ‘community’ is a homogenous group that will think and act in the same way or even share a common purpose. Emergency responses may have to respond to both a displaced and host community that have very different characteristics. As a result of the emergency, and in the course of the WASH intervention, the bonds between communities can be strengthened (or weakened). New communities with a shared interest can be supported to grow and develop, e.g. through clubs F.1 or committees T.55. In urban areas, the common links between people may be weaker than in smaller and more rural areas because people often come from a variety of social backgrounds. If groups and networks are to survive in situations where neighbourhood bonds are not strong, they may need significant support.

Conceptualising engagement and participation as steps on a continuum is useful as it enables the current level of intervention to be identified and how progress towards empowerment can be made. In many emergencies, especially during the acute response phase, non-participation and tokenism are still predominant with affected communities being treated as passive recipients of aid. It can also be argued that the urgency of an acute emergency dictates an appropriately lower level of participation. 

Meaningful participation is dynamic and is only achieved when people and communities are involved in the decision making process. There are a variety of models of community engagement and participation and most refer to different levels of engagement. An example is the figure below which describes five different levels, often referred to as the levels of participation: inform, consult, involve, collaborate and empower.  

 

Levels of Community Engagement (adapted from WHO 2020 and ALNAP 2014)

 

At the beginning of an emergency, people need vital information about how to protect themselves and where to get help (inform). However, there is always time to ask people about what they need and as time goes on, this consultation should broaden and deepen to help shape WASH programme activities (consult). Even at the start of an emergency there will be opportunities to involve people in making decisions about e.g. the design of facilities and to provide feedback about the programme (involve). As communities begin to organise, they can choose to partner with responders, taking the initiative and proposing improvements (collaborate). Empowerment is usually seen as the highest level and involves communities working collectively to gain control over their lives and make decisions. Some more recent models refer to a level beyond this that describes people recognising the importance and support of others – though they are in control, they may choose to call in outside support and advice. 

Empowerment necessarily involves changes in power dynamics. People who have power may relinquish it in favour of those with less – or hand power back to people - ultimately creating a more equitable society. Empowerment, however, cannot be forced on people: they need to embrace it willingly. Some people may choose not to participate and there may be numerous reasons for this including lack of confidence, motivation or opportunity, fear, or family and work pressures among others. 

Process & Good Practice

  • Identify ways to strengthen the participation of different community groups and understand the reasons why people may not be able to or want to participate.

  • Look for opportunities to hand over control to affected communities throughout the response.

  • Remember that the hygiene promoter should be enabling action and change rather than imposing predetermined programmes and decisions on people.

  • Collaborate with other WASH team members and other sectors to strengthen participation in the response as a whole

     

Purpose

To actively involve and empower communities to regain control over their lives and to enable their involvement in decisions that will affect them.

Important

  • People’s level of engagement will depend on their motivation and capacity to engage as well as the opportunities they are given to participate.

  • The crisis-affected population will not be all the same and it is vital to understand the differences that exist as well as the factors that separate and unite people.

  • Not everyone will want to participate and in an emergency many people may be coping with grief and trauma; hygiene promoters need to be sensitive to this. 

  • A key role of the hygiene promoter is to help strengthen community bonds so that the affected population can collaborate in or lead the emergency response in partnership with response teams.

References

Overview and guidance on community engagement and participation

WHO (2020): Community Engagement: A Health Promotion Guide for Universal Health Coverage in the Hands of the People

WHO (2021): Voice, Agency, Empowerment. Handbook on Social Participation for Universal Health Coverage

Oxfam (undated): Community Engagement in Humanitarian WASH Responses

Summary paper on community engagement in emergencies

Brown, D., Donini, A. et al. (2014): Engagement of Crisis-Affected People in Humanitarian Action. Background Paper ALNAP 29th Annual Meeting 11-12 March 2014, Addis Ababa, ALNAP, ODI

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