Treatment and recycling are an integral part of the SWM chain; they promote circularity and recovery of value from waste and, more importantly, reduce the quantity of waste for disposal and its impact on the environment and public health. This aligns with the waste management hierarchy [P.1], which advocates removing valuable and usable materials whenever possible.
This section presents eight different treatment and recycling technologies that can potentially be implemented in a wide range of humanitarian contexts. The selected solutions are feasible in humanitarian settings: they can be set up and operated at low cost, rely on simple equipment and, predominately, manual labour inputs. Nonetheless, the necessary prioritisation of immediate life-saving interventions makes their use unlikely during or shortly after emergencies. In these initial phases, the focus of SWM may be entirely on the collection, removal and safe disposal of waste.
Treatment and recycling capture the value of waste materials, repurposing, reusing, recycling or recovering their energy and nutrients and reducing the burden on waste disposal. If a treatment or recycling system already exists, separated recyclables or organic waste from humanitarian operations should be sold or handed over to the relevant local economic sector [U.1] rather than treated and used by the humanitarian sector to produce new items ([U.2] – [U.4]). This prevents market distortions and makes valuable resources available for local economies.
This section’s eight technologies focus on organic waste treatment ([T.1] – [T.5]) and the recycling of plastics. Three approaches to recycling plastics are described; they are differentiated by the value and functionality of the end product compared with the initial material: Plastic Recycling [T.6] is the process where the end product is of similar value and functionality as its source (e.g. waste plastic items make new plastic items); Upcycling [T.7] refers to a higher value end product and Downcycling [T.8] produces an end product of lower value and functionality.
Technologies for recycling other waste fractions (paper, metal, or glass) are purposely omitted here. Due to their sophistication, energy requirements or required processing scale, humanitarian actors are unlikely to implement these recycling processes. In this case, humanitarian actors should engage with the formal recycling sector, where it exists, for these waste fractions (see also [U.1]).
The technologies covered in this section are:
T.1 Composting
T.2 Vermicomposting
T.3 Anaerobic Digestion
T.4 Black Soldier Fly Waste Processing
T.5 Making Fuel from Biomass
T.6 Plastic Recycling
T.7 Plastic Upcycling
T.8 Plastic Downcycling
Composting [T.1], vermicomposting [T.2], anaerobic digestion [T.3] of organic waste and the production of solid biomass fuels [T.5] can be applied at both household and large-scale levels. The remaining technologies are likely to be limited to large, community-scale implementation. This limitation is often because of higher equipment costs, more complex work procedures, increased occupational safety requirements [X.4] or the size of the equipment (suitable for larger processing units). The point in the SWM service chain where treatment or recycling activities take place depends on the scale of the process. At a household level, it follows Storage (section [S]); at a community level, it follows Collection and Transport (section [C]).
Waste Separation as a Pre-Requisite
A key precondition for treatment and recycling is waste segregation or sorting [P.2]. Waste segregation precedes waste collection and transport - the segregated waste is stored in separate containers at the point of waste generation. Thereafter, the segregated fractions can either be treated or recycled on-site or collected separately before treatment and recycling. The latter is typically carried out through a separate waste collection or by using separate compartments/containers in the collection vehicle during the same collection round. Waste segregation thus ensures that waste fractions of value are not soiled or contaminated by the rest of the waste and can be processed efficiently in the treatment and recycling step to ensure output products of high quality and value. By contrast, waste sorting is the process of extracting the materials of interest from mixed waste. Compared to waste segregation, sorting requires more effort and cost and yields lower-value raw materials for treatment and recycling. Sorting can be done during or after collection and transport or even after final disposal (e.g. mining a disposal site for materials of value). Sorting after disposal with subsequent treatment and recycling is not recommended given the low quality of resources obtained, the high costs and the higher risks to workers’ safety and health [X.4]. Segregation should always be prioritised over sorting. In some cases, a further sorting of segregated waste is conceivable, for instance, to generate higher purity waste fractions or to further separate materials (e.g. the removal of organic material with a high-cellulose content from organic waste prior to anaerobic digestion).
Stakeholders
The actors involved in treatment and recycling vary depending on the scale and location of the activity. Treatment and recycling at household and small-scale levels (e.g. home composting) is conducted by the household members; at a community scale it could be the responsibility of individual community members, community-based organisations, non-governmental organisations, small private sector enterprises or the SWM service provider. Actors engaged in larger, centralised processing are typically the formal and informal private sector or the responsible SWM service provider. In humanitarian settings, treatment and recycling activities also provide economic opportunities for affected communities through employment or cash-for-work programmes [X.5]. Such engagement can provide immediate financial relief and contribute to local infrastructure recovery, community services and resilience-building. For all community and larger-scale treatment and recycling, well-trained staff, careful supervision and monitoring [X.3] are required. Staff must be trained in occupational safety and safe waste handling, be provided with personal protective equipment according to their different duties and have access to washing facilities for personal hygiene [X.4]. Special attention should be paid to ensuring a gender-balanced workforce as well as the balanced engagement of different sub-communities with, for example, different cultural backgrounds and origins [X.10].
Outputs
Products from treated or recycled waste can be sold, distributed or used within humanitarian responses. Products can become consumer goods [U.3] for everyday needs, construction materials [U.4], inputs for use in agriculture [U.5], or an energy source in the form of biogas [U.6] or fuel from biomass [U.7]. It is important to assess local markets and avoid distorting them with subsidised products from humanitarian interventions.
Financial Considerations
The cost and revenue associated with waste treatment and recycling can vary significantly depending on the size, location, type of waste and technology employed. Revenue streams from sales of treated and recycled waste may offset some of these costs. However, the income is unlikely to be higher than the costs. Planners and operators should not view treatment and recycling as a financially sustainable process but rather as an integral component of waste management which incurs costs but results in benefits to the whole solid waste system and the local economy. There are some direct financial benefits, such as reduced quantities of waste to dispose of, savings in landfill space and reduced costs of landfilling. Treatment and recycling can also reduce costs to society. Treating instead of disposing of organic waste lowers the risk of environmental pollution and greenhouse gas emissions at the disposal site. Recycling plastic reduces the risk of plastic being burned and causing ambient air pollution, the spreading of toxic compounds and greenhouse gas emissions. Recycling plastic can also prevent leakage into the environment, especially into drains and water bodies causing blockages, aquatic and marine debris or the formation of microplastic pollution.
Importance of safe material processing to prevent pollution
While the recycling and treatment of waste materials contributes to the protection of public health and the environment, it is essential that the processing itself does not create a new source of pollution. Treatment and recycling processes must be executed in the safest way possible, even in humanitarian settings. For instance, if plastic processing is not conducted in a safe and controlled manner, it can lead to the formation of microplastics, the release of toxic fumes or the spreading of plastic waste into the environment polluting soils and water bodies. If organic materials are not managed with care, they can become a breeding ground for disease vectors, create greenhouse gas emissions or pollute water bodies. In keeping with Do No Harm principles all those involved in the planning of treatment and recycling activities must assess the adequacy of their expertise and the potential negative impacts of their activities on the public health and environment.
Key Elements for Selecting an Appropriate Recycling and/or Treatment Option
Not every option suits every context, and it is therefore important to select the recycling and treatment options that fit the technical, economic and social context of the specific location and the expertise of involved actors. Typical questions to be answered are as follows:
Technical aspects:
· Are waste characteristics and amounts suitable for the treatment/recycling option being considered?
· Is there access to internal or external expertise for the design and construction of adequate treatment facilities?
· Is sufficient expertise available from engaged actors to initiate the operation and maintenance of the facility? Is it possible to train local staff?
Economic aspects:
· Is there a market for the end product (inside or outside of the humanitarian setting)?
· Does the SWM budget cover the capital cost (CAPEX) and operational cost (OPEX) of treatment and recycling facilities?
· What would the expected revenue (or saving) be if treated or recycled materials were sold or distributed?
Social aspects:
· Is it socially acceptable in the given context to use the end product? (e.g. cook with biogas from waste source etc.)
· Does the community have any bad/good experiences with such a treatment/recycling option which could discourage or favour its use?
Legal aspects:
· Is there any legislation/policy preventing the use of such a treatment/recycling option?
· Is there any legislation/policy preventing the use of the end product?
· Are there any legislation/policy-setting standards for process or end product quality?